Regulatory Change Management Attorney

Charles Schwab

(Henderson, Nevada)
Full Time
Job Posting Details
About Charles Schwab
Charles Schwab is a different kind of investment services firm – one that strives to disrupt the status quo of the traditional Wall Street approach on behalf of our clients. We believe today, as we did on Day 1, that when you find ways to improve the investing experience for your clients, then business results will follow.
Summary
Charles Schwab has a newly-created Corporate Counsel, Regulatory Change Management position at its expanding Henderson, NV Office which requires an experienced attorney with a broad knowledge of federal and state laws, regulations, and guidance affecting large financial institutions and possessing specific subject matter expertise in regulatory matters in one or more enterprise risk management disciplines (operations, compliance, BSA/AML, cyber-security, liquidity, capital, etc.). The candidate we seek must possess demonstrated experience in performing legal analysis and summarizing regulatory proposals and the ability to build strong, long term business relationships with Compliance, Legal, and other stakeholders to effect regulatory change across the organization.
Responsibilities
* Provide legal analysis and summaries of relevant rulemaking in a timely manner. * Facilitate cross functional teams to include Compliance, Legal, Businesses, etc. in the detailed impact analysis, comment letters and action plans * Coordinate and facilitate review session on proposed rulemaking working with Compliance, Government Affairs, Legal, and Businesses to ensure comprehensive look forward impact as well as identifying, tracking, and reporting on agreed upon actions (i.e., responses during commentary period, business impact assessments, etc.) * Assist with the tracking, communications, and MIS reporting on Regulatory Change implementation status to cross divisional and Enterprise Risk Governance Committees and the Board.
Ideal Candidate
**Education/Experience:** * JD required. * Must have at least 4 years work experience from either a broker-dealer, bank, or similar company in any of the following: financial services regulatory analysis, regulatory change management, regulatory inventory, inventory of laws, inventory of obligations, or drafting comment letters on rulemaking. * Strong communication and analytical collaboration skill * Subject matter expertise in bank regulatory matters and risk governance matters * Ability to work effectively with others at all levels across the organization and provide authoritative guidance to management and staff within the organization * Experience working within a large, complex financial service organization. * Strong project management, * change management, and/or process improvement skill set * Problem solving skills as well as flexibility and adaptability are of key importance. **Preferred Skills:** Strong working knowledge of multiple businesses and associated processes within financial organization with focus on regulatory change management.
Compensation and Working Conditions
Benefits Benefits included

Additional Notes on Compensation

Financial Fitness: 401k Match, Employee Discounts, Personalized advice, Brokerage discounts. Work/Life Balance: Sabbatical, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer.

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