Sr. Manager - Information Systems Audit

Capital One

(Richmond, Virginia)
Full Time
Job Posting Details
About Capital One
Capital One Financial Corporation, incorporated in July 21, 1994, is a diversified banking company focused primarily on consumer and commercial lending and deposit origination. Its principal business segments are Local Banking and National Lending.
Responsibilities
- Leads audits or significant components of audits, including core data center infrastructure, application, and project audits. Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk. - Designs and executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level. Understands the broader context and implications of the various risks affecting the business. - Supervises and coordinates work assignments amongst audit team members. Provides timely feedback and coaching to audit staff. - Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery - Establishes and maintains good auditee relations during engagements. Identifies the expectations of the auditee and takes actions to support the auditee experience. - For major components of audits, assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues. Interprets business priorities, anticipates issues and obstacles, and applies to scope of role. Identifies and implements efficiencies in executing test work. - Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative tasks. Self-prioritizes and independently completes multiple tasks across the team and department. Demonstrates the ability to successfully meet deadlines for the audit engagement. - On audit engagements, facilitates teamwork, coordinates and leverages available resources to complete engagements on time. Builds and utilizes relationships outside immediate Corporate Audit Services team to improve overall quality. - Effectively communicates audit process scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings
Ideal Candidate
**Basic Qualifications:** - Bachelors Degree or military experience - At least 7 years of experience in information systems auditing, at least 7 years of experience in information systems risk management, or a combination - At least 3 years of experience managing audit engagements - At least 3 years of people management experience **Preferred Qualifications:** - Master’s Degree in Accounting or Master’s Degree in Finance or Master’s Degree in Information Systems or Master of Business Administration - Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) - 5+ years of working knowledge of IT control frameworks - 5+ years of experience in Banking or 5+ years of experience in financial services industry - 1+ years of experience with data analytics tools in support of internal audit

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