Compliance and Risk Management AVP

C-III Capital Partners, led by a management team with extensive experience and a track record for creating value, provides innovative real estate equity and debt solutions tailored to address the needs of our clients and investors. We are engaged in a broad range of activities, including primary and special loan servicing, loan origination, fund management and principal investment.

Basic Functions:

• This position will be responsible for assisting with the internal audit and compliance functions, including assurance testing of primary servicing and special servicing activities, as they relate to C-III’s compliance with the legal, contractual and regulatory requirements under the applicable Pooling and Servicing Agreements or other governing document requirements, and C-III’s policies and procedures. This position will also work with the Director to coordinate general ethics and compliance programs and CMBS industry related training.

Major Duties:

• Work collaboratively with the Director to ensure that all applicable audit and compliance testing is conducted effectively with reporting provided to the respective business groups, as well as meeting on a regular basis to review and discuss internal and external examinations, reviews and reports, to assess any concerns relative to C-III’s internal audit and /or compliance practices;
• Assist with the regulatory reporting of Reg AB/USAP, IRS REO REMIC Extension, and IRS 1099 compliance materials;
• Maintain and update compliance related matrices for annual compliance reporting, internal audit/ compliance reviews, and servicing transfers;
• Assist in the preparation of investor and rating agency presentations;
• Assist with training programs and other communications to increase employee awareness of ethics and compliance requirements, as well as CMBS industry related business issues;
• Provide reporting on certain operational functions to master servicers, trustees, and investors;
• Maintain and update the Audits & Compliance SharePoint site disseminating compliance, audit and policy related information for internal and external distribution;
• Stay informed of relevant industry, governmental and regulatory compliance requirements that impact the compliance obligations of the Company.

Experience:

• Minimum of 3 years of CMBS industry experience;
• Strong knowledge of regulatory compliance functions related to CMBS special and primary servicing, as well as assurance testing (preferably in an internal audit,
• Compliance or external audit setting);
• Preferred knowledge of servicing agreements and/or legal and loan documentation.

Skills:

• Excellent written and oral communication skills;
• Detailed and multi-oriented;
• Proficiency in Microsoft Office.