Director - Information Technology Audit

Broadridge Financial Solutions, Inc. is the leading provider of investor communications and technology-driven solutions for wealth management, asset management and capital markets firms. They help drive operational excellence to manage risk, accelerate growth and deliver real business value.

Broadridge is growing! We are currently hiring a Director of IT Audit to join our prestigious Internal Audit group. In this role, you will ensure that technology controls and processes around the infrastructure and information security that support the business are recognized, reported and managed before they can adversely impact the company.

* Map technology risks and controls that could adversely impact business results or weaken control levels. * Review processes and technology practices enterprise-wide to ensure the use of compliant practices, procedural efficiency, and accuracy. * -Regularly interacts with senior and middle management, as well as internal and external peers * Prepares reports of audit findings for business and technology managers. * Proposes recommendations for changes as needed and participates consultatively in agreed upon remediation plans with the client to the extent possible. * Audit reviews may be conducted in specialized areas, such as IT or supporting business products such as Ridge Outsourcing, financial controlling and corporate infrastructure. * The role is responsible for leading Audits and Monitoring plans.

* Technical and leadership skills to conduct selected reviews, and is accountable for the identification of risks or weaknesses within business unit being audited, as well as developing recommendations supporting audits. * Support the VP of IT Audit to external auditors; interacts with regulatory agencies by providing responses and comments regarding internal audit issues and procedures. * Required expertise in IT governance, audit data analytics, mainframe, information security, IT risk and controls, system development methodologies, IT control frameworks, IT architecture and platforms. * Desired expertise in distributed, cloud-based and network platforms, ERP, databases, and operations. * Strong written and verbal communications skills, including presenting, listening and interviewing skills. **Project Management** * Lead and assist risk assessment in technology projects or business projects relaying in technology components. * Ability to coordinate participation in projects. **Relationship Management** * Communicates results of audit reviews to VP of IT audit and recommends methods to remediate control issues. * Tracks and follows up on open issues and key business initiatives. * Bachelor's degree, advanced degree preferred. * CISA, CIA or ITIL. * CISSP or PMI designation is a plus. * 7+ years of relevant audit, compliance, security or technology controls experience. * Proven track record of building solid relationships with clients, including demonstrated abilities to approach clients in an organized and knowledgeable manner and to deliver clear results of audit issues identified and negotiate agreeable remediation plans. * Subject matter expert of IT general controls (e.g. change management, disaster backup recovery, data center or networks). * Desirable expertise of information security controls, infrastructure platforms, databases and system development life cycle methodology. * Advanced technical knowledge and experience with the following operating systems and database platforms (e.g. mainframe, client/server, Windows, UNIX, AS400, DB2, etc.) * Demonstrated time management and project management skills * Understanding of basic COBIT and NIST framework and application of global industry IT standards.